SEC FORM
4
SEC Form 4
FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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OMB APPROVAL |
OMB Number: |
3235-0287 |
Estimated average burden |
hours per response: |
0.5 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
Array Technologies, Inc.
[ ARRY ]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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Director |
X |
10% Owner |
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Officer (give title below) |
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Other (specify below) |
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3. Date of Earliest Transaction
(Month/Day/Year) 12/07/2020
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4. If Amendment, Date of Original Filed
(Month/Day/Year)
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Form filed by One Reporting Person |
X |
Form filed by More than One Reporting Person |
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
1. Title of Security (Instr.
3)
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2. Transaction Date
(Month/Day/Year) |
2A. Deemed Execution Date, if any
(Month/Day/Year) |
3. Transaction Code (Instr.
8)
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4. Securities Acquired (A) or Disposed Of (D) (Instr.
3, 4 and 5)
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5.
Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr.
3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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7. Nature of Indirect Beneficial Ownership (Instr.
4)
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Code |
V |
Amount |
(A) or (D) |
Price |
Common Stock, par value $0.001 per share |
12/07/2020 |
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S
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36,656,250
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D |
$33.95
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35,713,217
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D
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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivative Security (Instr.
3)
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2. Conversion or Exercise Price of Derivative Security
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3. Transaction Date
(Month/Day/Year) |
3A. Deemed Execution Date, if any
(Month/Day/Year) |
4. Transaction Code (Instr.
8)
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5.
Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr.
3, 4 and 5)
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6. Date Exercisable and Expiration Date
(Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr.
3 and 4)
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8. Price of Derivative Security (Instr.
5)
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9.
Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr.
4)
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10. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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11. Nature of Indirect Beneficial Ownership (Instr.
4)
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Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
BROOKFIELD PLACE |
181 BAY STREET, SUITE 300 |
(Street)
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1. Name and Address of Reporting Person*
333 SOUTH GRAND AVENUE, 28TH FLOOR |
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(Street)
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1. Name and Address of Reporting Person*
333 SOUTH GRAND AVENUE, 28TH FLOOR |
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(Street)
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1. Name and Address of Reporting Person*
333 SOUTH GRAND AVENUE, 28TH FLOOR |
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(Street)
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1. Name and Address of Reporting Person*
C/O OAKTREE CAPITAL MANAGEMENT, L.P. |
333 SOUTH GRAND AVENUE, 28TH FLOOR |
(Street)
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1. Name and Address of Reporting Person*
C/O OAKTREE CAPITAL MANAGEMENT, L.P. |
333 SOUTH GRAND AVENUE, 28TH FLOOR |
(Street)
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1. Name and Address of Reporting Person*
C/O OAKTREE CAPITAL MANAGEMENT, L.P. |
333 SOUTH GRAND AVENUE, 28TH FLOOR |
(Street)
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1. Name and Address of Reporting Person*
333 SOUTH GRAND AVENUE, 28TH FLOOR |
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(Street)
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Explanation of Responses: |
Remarks: |
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/s/ Charlotte MacVane, as Attorney-in-Fact for ATI Investment Parent, LLC |
12/07/2020 |
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See Signatures Included in Exhibit 99.1 |
12/07/2020 |
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** Signature of Reporting Person |
Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* If the form is filed by more than one reporting person,
see
Instruction
4
(b)(v). |
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
Oaktree Power Opportunities Fund IV, L.P.
By: Oaktree Power Opportunities Fund IV GP, L.P.
Its: General Partner
By: Oaktree Fund GP, LLC
Its: General Partner
By: Oaktree Fund GP I, L.P.
Its: Managing Member
By: /s/ Henry Orren
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Name: Henry Orren
Title: Authorized Signatory
Oaktree Power Opportunities Fund IV (Parallel), L.P.
By: Oaktree Power Opportunities Fund IV GP, L.P.
Its: General Partner
By: Oaktree Fund GP, LLC
Its: General Partner
By: Oaktree Fund GP I, L.P.
Its: Managing Member
By: /s/ Henry Orren
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Name: Henry Orren
Title: Authorized Signatory
Oaktree ATI Investors, L.P.
By: Oaktree Power Opportunities Fund IV GP, L.P.
Its: General Partner
By: Oaktree Fund GP, LLC
Its: General Partner
By: Oaktree Fund GP I, L.P.
Its: Managing Member
By: /s/ Henry Orren
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Name: Henry Orren
Title: Authorized Signatory
Oaktree Capital Management, L.P.
By: /s/ Henry Orren
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Name: Henry Orren
Title: Vice President
Oaktree Capital Group, LLC
By: /s/ Henry Orren
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Name: Henry Orren
Title: Vice President
Atlas OCM Holdings, LLC
By: /s/ Henry Orren
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Name: Henry Orren
Title: Vice President
Brookfield Asset Management Inc.
By: /s/ Jessica Diab
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Name: Jessica Diab
Title: Vice President - Legal & Regulatory
Oaktree Capital Group Holdings, L.P.
By: Oaktree Capital Group Holding GP, LLC
Its: General Partner
By: /s/ Henry Orren
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Name: Henry Orren
Title: Vice President